Upcoming Webinars

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Upcoming IAA Webinars

The IAA Webinar Series covers critical topics of special interest to SEC-registered investment advisers.


Following is a list of our upcoming webinars:
 

The New Adviser Marketing Rule: Performance Requirements

Tuesday, April 20, 2021
2:00 - 3:15 PM ET

The new Investment Adviser Marketing Rule provides, for the first time, specific requirements and restrictions for performance advertising. In our third webinar in a series on the new rule, an expert panel will focus on the rule’s provisions relating to the presentation of net performance and the new prescribed one-, five-, and ten-year time periods in marketing materials. 

 

Register Now

 

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State Lobbying Regulations: What Advisers Need to Know

Monday, April 26, 2021
2:00 - 3:00 PM ET

If you work with or plan to work with public pension plans, you need to understand state and local regulations related to lobbying, which may cover a wide range of activities as well as the use of placement agents. This webinar will shed light on these regulations, what types of activities they cover, consequences for and steps to take in case of non-compliance, and other recent developments.

 

Register Now

 

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What Does the SEC’s Focus on ESG Mean for Investment Advisers?

Tuesday, May 4, 2021
2:00 - 3:00 PM ET

In this webinar, an expert panel including the Acting Deputy Director of SEC Enforcement Kelly L. Gibson will discuss those initiatives and what impacts they may have on investment advisers – including potential areas for examination and enforcement, disclosures, advertising, compliance programs, and proxy voting.

 

Register Now

 

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