IAA Smaller Adviser Compliance Forum Meeting

When:  Jan 24, 2019 from 14:00 to 15:00 (ET)

The IAA Smaller Advisers Compliance Forum will meet next Thursday, January 24th from 2-3 pm ET.  On this conference call, each member will be able to hear and be heard.

We welcome you to join the call. No preregistration required. 

The Call in number is (669)900-6833; Meeting ID 995-731-8886 # 

Please send suggestions, questions, and input to Paul (paul.glenn@investmentadviser.org)

Some of the topics we plan to address include

  • Washington Update
  • OCIE 2019 Priorities and Examination Preparation
  • SEC share class initiative developments
  • Questions raised by Forum members

Contact Paul Glenn (paul.glenn@investmentadviser.org) with topics you wish to discuss during the January 24th call.  You will also have opportunity to raise other topics for discussion on the call.

Next Call: Tentative Thursday, April 25, 2019 2-3 pm ET




Dial-in Instructions:
(669)900-6833; Meeting ID 995-731-8886#