Compliance Workshops

Compliance Workshops

IAA's 2020 Virtual Compliance Workshops

The IAA’s popular Compliance Workshops will have a new format this fall.

After careful consideration and with the utmost concern for the health of our IAA community – our members, speakers, partners, staff and families – the IAA will not be holding our traditional in-person workshops in cities around the country. Instead, we will be presenting our workshops virtually in November.

The IAA’s Compliance Workshops offer an excellent opportunity to gain practical insights and up-to-date information on challenging legal and regulatory issues affecting SEC-registered investment advisers. SEC Regional staff, attorneys from nationally recognized law firms, compliance professionals and IAA legal staff will explore current examination priorities and focus in depth on key compliance topics.

More details – and online registration – will be available soon. 

Sponsorships Opportunities

Sponsorship opportunities are available. For information, contact IAA Marketing & Partnerships Manager Alex Ioannidis at (202) 293-4222 or alex.ioannidis@investmentadviser.org.

More Information

For more information and questions about IAA Leadership Week, contact IAA Director of Meetings & Events Lisa Gillette at lisa.gillette@investmentadviser.org or (202) 293-4222.